Sale!

The ten-step process and compliance for investment related advice

R350.00 (incl. VAT)

This course focuses on the fundamental principles within the framework of the ten-step process of professional client engagement that enable financial and investment advisors to provide investment advice and to render intermediaries services in a compliant way by making sure that their investment transactions are accurately accounted for..

Description

This course focuses on the fundamental principles within the framework of the ten-step process of professional client engagement that enable financial and investment advisors to provide investment advice and to render intermediaries services in a compliant way by making sure that their investment transactions are accurately accounted for..