Ethics.

Financial Advisors have a fiduciary responsibility to uphold the highest ethical standards - at all times.

Browse our CPD Modules & Courses on Ethics.

Modules.

Our accredited CPD modules on ethics consist of short sessions on specific topics that relate to the fundamentals of trust. We keep it simple, and we make it practical.

Free | Ethics

Module: From FAIS to COFI (Introduction)

The Conduct of Financial Institutions Bill is scheduled to replace the Financial Advisory and Intermediary Services Act in 2023. This session provides awareness and offers a practical perspective for all advisors and intermediaries of what the high-level impact will be over the next few years.

Free

Module: The significance of trust for advisors and intermediaries

Clients will only do business with you if they trust you. In the words of Stephen MR Covey, “Trust is the one thing that changes everything.” If you want to be recognised as a trusted advisor, this session will be of fundamental importance to you.

Free | Ethics

Module: Ethics 101

This session will inform you about the significance of ethical conduct when building and sustaining a successful advisory practice and it highlights the essential building blocks that are necessary to demonstrate when engaging with clients if your goal is to be recognised as a trusted advisor.

Courses.

Our accredited CPD courses on ethics consist of short sessions on specific topics that relate to the fundamentals of trust. We keep it simple, and we make it practical.

R150 | Ethics

The Trusted Financial Advisor

Every relationship and every transaction in the financial services industry is based on a trusted relationship between financial advisor and client. This session will explain why trust must be part of your DNA and job description if you want any chance of success as an advisor who offers financial advice. It also provides insights into the essential components of trust that you will have to demonstrate if you desire to be regarded as a Trusted advisor. This session is of fundamental importance, and it will determine your success or failure as a financial advisor.

R150 | Ethics

The Trusted Non-life Insurance Advisor (Personal and Commercial Lines)

Every relationship and every transaction in the financial services industry is based on a trusted relationship between financial advisor and client. This session will explain why trust must be part of your DNA and job description if you want any chance of success as an advisor who offers non-life insurance related advice pertaining to personal and commercial lines. It also provides insights into the essential components of trust that you will have to demonstrate if you desire to be regarded as a Trusted advisor. This session is of fundamental importance, and it will determine your success or failure as a non-life (personal and commercial lines) insurance advisor.

R150 | Ethics

The Trusted Investment Advisor

Every relationship and every investment transaction in the financial services industry is based on a trusted relationship between investment advisor and client. This session will explain why trust must be part of your DNA and job description if you want any chance of success as an investment advisor. It also provides insights into the essential components of trust that you will have to demonstrate if you desire to be regarded as a Trusted advisor. This session is of fundamental importance, and it will determine your success or failure as an investment advisor.

R150 | Ethics

The Trusted Medical Aid Advisor

Every relationship and every transaction in the financial services industry is based on a trusted relationship between medical aid insurance advisor and client. This session will explain why trust must be part of your DNA and job description if you want any chance of success as an advisor who offers medical aid insurance related advice. It also provides insights into the essential components of trust that you will have to demonstrate if you desire to be regarded as a Trusted advisor. This session is of fundamental importance, and it will determine your success or failure as a medical aid insurance advisor.

Upcoming Modules and Courses coming soon 

 Here’s a preview of what you can expect:

Module – The trusted advisor
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Module – From FAIS to COFI: Getting ready for the next wave of legislation

Course – Essential habits of trusted advisors

Ethics is about how we meet the challenge of doing the right thing when that will cost us more than we want to pay.

– The Josephson Institute of Ethics